Regulatory Compliance

Regulatory compliance is critical and represents a material expense associated with running a securitization, structured finance, ESG and covered bond program.  Over the years, regulatory requirements do change to accommodate industry requirements, market dynamics, changes in technology as well as global events. 

Regulatory compliance involving multiple jurisdictions is a requirement for many structured finance, securitization and covered bond issuers  Examples include a UK bank that needs to address Bank of England as well as ESMA reporting.  Another example is an international covered bond or RMBS issuer that is targeting investors located in North America, Europe and Asia.  Depending on the location of the investors, the issuer will need to address regulatory compliance in each respective jurisdiction. 

TAO Solutions provides its customers with out-of-the-box regulatory reporting functionality designed to support issuers with multi-jurisdictional regulatory reporting.   This flexible approach enables geographical expansion without the need to incur additional build costs.  Therefore, transactions can be structured using TAO Solutions proprietary software modelling and regulatory reporting tools.